CIMA监管开曼基金牌照介绍

开曼CIMA牌照（基金牌照）
开曼群岛金融管理局(CIMA)的合理和均衡的监管:CIMA的使命是监管和监管金融服务业，以维持一流的金融体系。CIMA的重点是维护投资者的利益，以及监管机构的客户不应有的损失。CIMA关注的是国际标准和金融服务提供商对业务自由的需求，重点是维持一个充满活力和竞争性的行业。
外滙管制:开曼群岛没有外滙管制条例。因此，任何货币的货币和征券都可以自由地转移到开曼群岛
监管：开曼的监管体系是有效和透明的，并被全球认可为达到或超过相关国际标准。投咨者、基金经理、 融咨机构和国际监管机构都对开曼群岛的基金和管理机构感到非常满意， 这些基金的推出、增长和运营也带来了许多的成功。
For holding CaymanCIMA监管牌照的公司，CIMAThere are the following requirements:
1. The company account needs to be audited once a year;
2. Annual accounts need to be submitted toCIMAAnd accompanied by a compliance certificate;
3. Any modifications to company information require notification within seven daysCIMA；


4. The internal control of the license holder needs to be independently audited;
5. Monthly reports need to be submitted by licensed brokers;
6. Annual balance sheet data needs to be updated on a monthly basis/Consistency of data in quarterly reports;
7. Provide current insurance information.
CIMAThe regulatory services of the Cayman Islands Monetary Authority are closest to those of the UK Financial Supervisory AuthorityFCA的执行准则，在资金安全和监管保障上较好。CIMAIn certain systems and measures, it is almost identical to the UK Financial Market Conduct Authority（FCA）Same. For example:
1. From the perspective of regulatory environment,CIMA有着反洗钱制度、严格的客户资金保护条例、严格的净资产规定、严格的企业管理要求、严格的监控和可疑报告要求等多种较为完善的条例及规定；foreign exchange经纪商或被提出更高的监管要求，处于明确透明的监管环境中。
2. CIMAwithFCAIn some regulations, they are very similar, and these similar regulations, such as strict legal header requirements for customer asset accounts, ensure that funds are deposited in the customer's name; Foreign exchange brokers must regularly conduct daily clearing and reconciliation of customer funds to better ensure the safety of customer funds.
3. CIMAIt is required that customer funds must be completely isolated and stored separately from company funds, so that customer funds will not be diverted for other purposes. This is also related toFCAThe requirements are similar, and it is one of the few regulatory agencies in the world that do not allow any exemption from fund segregation.
The Cayman license, with its strong license qualifications and flexible leverage, has become one of the competitive performances of foreign exchange brokers.
任何从事证券投资业务的机构、个人，除了可豁免之外，都必须向CIMA申请执照。未经许可进行证券投资业务，处以巨额罚款和一年以下有期徒刑;在继续犯罪的情况下，每天应计的罚款，在此期间继续犯罪。在开曼群岛的其他立法中已经获得许可的实体没有豁免许可证。因此，银行、信托公司、共同基金经理和其他有执照的实体如果从事证券投资业务，就必须根据法律申请牌照。
    牌照的种类有: Broker、造市商、证券经纪人、证券经理和证券顾问。CIMA可将条件附于牌照上，并可根据申请人可能拥有的客户数目限制或不受限制。
开曼基金牌照就简单的为大家介绍到这里，有什么不明白的可以直接联系我，期待您的来电哦——Xiaochun