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私募基金登记备案对于申请机构对于内控与财务有什么要求?

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私募基金登记备案对于申请机构的内控机制与财务情况有什么要求?

(1)申请机构应当建立健全内部控制机制,明确内部控制职责,完善内部控制措施,强化内部控制保障,持续开展内部控制评价和监督;

(2)应建立健全财务制度;

(3)申请机构提交私募登记申请时,不应存在到期未清偿债务、资产负债比例较高、大额或有负债等可能影响机构正常运作情形;
私募基金登记备案对于申请机构对于内控与财务有什么要求?653 / author:Private placement assistant / PostsID:1580302
(4)申请机构与关联方存在资金往来的,应保证资金往来真实合理;

(5)若已存在使用自有资金投资的,应确保私募基金财产与私募基金管理人自有财产之间独立运作,分别核算。

  所以,在私募基金公司申请登记备案时应该健全内部控制机制,建立健全财务制度。
如果不知道怎么进行内控机制和财务情况的完善,可以去Private placement network上面咨询同行业人士
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