Foreign regulatory agencies

britainUK: The FCA and PRA

If you live in the UK,Financial Conduct Supervision Authority(FCA)andPrudential Regulation Authority(PRA)It's for you!

2013year4month1Today, these two institutions replaced the Financial Services Authority(FSA)To become a regulatory agency in the financial industry.

The Financial Conduct Regulatory Authority is a non-governmental organization funded by companies they regulate, and is responsible to a board of directors designated by the Ministry of Finance.

Their goal is to protect consumers, ensure industry stability, and through financial advisors, asset management companies, or anyone who has not beenPRAThe regulation of covered companies promotes healthy competition in the financial services industry.

FCAwebsite:http://www.fca.org.uk

The UK Prudential Regulation Authority is part of the Bank of England and its main role is to promote a healthy UK financial system through the regulation and supervision of banks, credit unions, major investment companies, and insurance companies.

PRAwebsite:http://www.bankofengland.co.uk/pra

Denmark:Finanstilsynet

The Danish Financial Services Authority1988year1Established in June and responsible for overseeing financial activities in Denmark. In order to protect investors and prevent market abuse,FSAMembers of are being monitored.

Switzerland:Swiss Federal Ministry of Finance

Federal Treasury orFDFIncorporated in1848Year. althoughFDFIt is the regulator of Swiss financial stocks, but it is the Swiss financial market regulator orFINMAResponsible for supervising banks, securities dealers, and stock exchanges.

FINMAJust like the Big Brother in Switzerland, almost like other regulatory agencies.

FDFWebsite for:http://www.efd.admin.ch/index.html?lang=en

FINMAWebsite for:http://www.finma.ch/e/Pages/default.aspx

Switzerland:Association Romande des intermediares financiers

This organization is related toFINMASimilar, they all come from Switzerland, but this institution is based on the French speaking region of Switzerland.ARIFIncorporated in1999Year. It also serves as a regulatory agency, with members adhering to certain rules and laws.

ARIFWebsite for:http://www.arif.ch/en/index.htm

Hong Kong Securities andfuturesCommission on Affairs

Hong Kong Securities and Futures Commission(SFC)Incorporated in1989year5The reason is that the efforts of the two regulatory agencies are ineffective. Joint single organization, responsible by the China Securities Regulatory Commission. It monitors all futures and securities related activities in Hong Kong.

China Securities Regulatory Commission website:http://www.sfc.hk/sfc/html/EN/index.html

Australian Securities and Investments Commission

Australian Securities and Investment Commission(ASIC)Incorporated in1991In, he served as a corporate regulatory agency in Australia.ASICControlling companies, financial markets, financial service institutions, as well as insurance and credit.

The goal of the organization is to maintain fairness in the market environment.

ASICWebsite for:http://www.asic.gov.au/asic/asic.nsf